With ample operation, financial and compliance experience gained from listed companies and Big 4 international accounting firms, our professional team serves our public and private clients in establishing a high level of governance regime within their operating environments under two areas of practices :- Annual corporate governance compliance and IPO internal control advisory
Since 2005, ListcoPRO has been providing professional services to listed companies and IPO clients in the areas of corporate governance advisory, internal control review and framework / policy setting up. Our internal control review approach focuses on providing comprehensive solution in identifying weaknesses in the key controls of major operating cycle within different business segments, yet offering a cost-effective solution to meet clients’ resources.
We also assist the management to set up practical procedures and written policies to accomplish the business objectives while fulfilling specific Listing Rules' compliance requirement, particularly on inside information policy, notifiable and connected transaction procedures and corporate governance code provision implementation.
In an IPO engagement, the HKEx requires sponsors to make due diligence inquiries regarding Listing Applicants' financial procedures, systems and controls and to declare to the HKEx as to the sufficiency of these processes.
Since 2009, we have successfully assisted pre-IPO companies and sponsors to conduct due diligence in respect of initial listing application by performing internal control reviews in accordance to the Listing Rules. Our experienced professionals provide reviews and recommendations on the company’s internal control system, accounting and management system which covering client’s compliance manuals, policies and procedures including corporate governance practices policies.